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Topology Course Lecture Notes

Aisling McCluskey and Brian McMaster

August 1997

Chapter 5
Separation Axioms

We have observed instances of topological statements which, although true for all metric (and metrizable) spaces, fail for some other topological spaces. Frequently, the cause of failure can be traced to there being `not enough open sets' (in senses to be made precise). For instance, in any metric space, compact subsets are always closed; but not in every topological space, for the proof ultimately depends on the observation

`given x ¹ y, it is possible to find disjoint open sets G and H with x Î G and y Î H'

which is true in a metric space (e.g. put G = B(x,e), H = B(y,e) where e = [1/2] d(x,y)) but fails in, for example, a trivial space (X, T0).

What we do now is to see how `demanding certain minimum levels-of-supply of open sets' gradually eliminates the more pathological topologies, leaving us with those which behave like metric spaces to a greater or lesser extent.

5.1  T1 Spaces

Definition 1 A topological space (X,T) is T1 if, for each x in X, {x} is closed.

Comment 1

Theorem 1

Proof is left to the reader.

The respects in which T1-spaces are `nicer' than others are mostly concerned with `cluster point of a set' (an idea we have avoided!). We show the equivalence, in T1 spaces, of the two forms of its definition used in analysis.

Theorem 2 Given a T1 space (X,T), p Î X and A Í X, the following are equivalent:

Proof Obviously, (i) Þ (ii); conversely, suppose (i) fails; so there exists a neighbourhood N of p such that N ÇA is finite. Consider H = [X\(NÇA)] È{ p }; it is cofinite and is thus an (open) neighbourhood of p. Hence N ÇH is a neighbourhood of p which contains no points of A, except possibly p itself. Thus, (ii) fails also.

Hence, (i) Û (ii).

5.2  T2 (Hausdorff) Spaces

Definition 2 A topological space (X,T) is T2 (or Hausdorff) iff given x ¹ y in X, $ disjoint neighbourhoods of x and y.

Comment 2

Theorem 3

Proof

The T2 axiom is particularly valuable when exploring compactness. Part of the reason is that T2 implies that points and compact sets can be `separated off' by open sets and even implies that compact sets can be `separated off' from other compact sets in the same way.

Theorem 4 In a T2-space (X, T), if C is a compact set and x \not Î C, then there exist T-open sets G and H so that x Î G, C Í H and G ÇH = Æ.

Proof A valuable exercise: separate each point of C from x using disjoint open sets, note that the open neighbourhoods of the various elements of C, thus obtained, make up an open covering of C, reduce it to a finite subcover by appealing to compactness ...

Corollary 1 In a T2-space, any compact set is closed.

Corollary 2 In a T2-space, if C and K are non-empty compact and disjoint, then there exist open G, H such that C Í G, K Í H and G ÇH = Æ.

A basic formal distinction between algebra and topology is that although the inverse of a one-one, onto group homomorphism [etc!] is automatically a homomorphism again, the inverse of a one-one, onto continuous map can fail to be continuous. It is a consequence of Corollary 5.2 that, amongst compact T2 spaces, this cannot happen.

Theorem 5 Let f:(X1,T1) ® (X2,T2) be one-one, onto and continuous, where X1 is compact and X2 is T2. Then f is a homeomorphism.

Proof It suffices to prove that f is closed. Given closed K Í X1, then K is compact whence f(K) is compact and so f(K) is closed. Thus f is a closed map.

Theorem 6 (X,T) is T2 iff no net in X has more than one limit.

Proof

Corollary 3 Let f:(X1, T1) ® (X2, T2), g:(X1, T1) ® (X2, T2) be continuous where X2 is T2. Then their `agreement set' is closed i.e. A = {x:f(x) = g(x)} is closed.

5.3  T3 Spaces

Definition 3 A space (X, T) is called T3 or regular provided :-

Comment 3

5.4  T3[1/2] Spaces

Definition 4 A space (X, T) is T3[1/2] or completely regular or Tychonoff iff

Comment 4

5.5  T4 Spaces

Definition 5 A space (X, T) is T4 or normal if

Theorem 7 Every metrizable space (X, T) is T4.

Proof Certainly, X is T1; choose a metric d on X such that T is Td. The distance of a point p from a non-empty set A can be defined thus:

d(p, A) = inf
{d(p,a):a Î A}
Given disjoint non-empty closed sets A, B, let

Clearly, G ÇH = Æ. Also, each is open (if x Î G and e = [1/2]{d(x,B) - d(x,A)}, then B(x,e) Í G, by the triangle inequality.) Now, if d(p, A) = 0, then for all n Î N, there exists xn Î A such that d(p, xn) < [1/n]. So d(p,xn)® 0 i.e. xn ® p, whence p Î [`A]. Thus for each x Î A, x \not Î B = [`B] so that d(x, B) > 0 = d(x,A) i.e. x Î G. Hence A Í G. Similarly B Í H.

It's true that T4 Þ T3[1/2] but not very obvious. First note that if G0, G1 are open in a T4 space with [`(G0)] Í G1, then there exists open G[1/2] with [`(G0)] Í G[1/2] and [`(G[1/2])] Í G1 (because the given [`(G0)] and X \G1 are disjoint closed sets so that there exist disjoint open sets G[1/2], H such that [`(G0)] Í G[1/2], X\G1 Í H i.e. G1 Ê (closed) X\H Ê G[1/2]).

Lemma 1 [Urysohn's Lemma] Let F1, F2 be disjoint non-empty closed subsets of a T4 space; then there exists a continuous function f:X ® [0,1] such that f(F1) = {0}, f(F2) = {1}.

Proof Given disjoint closed F1 and F2, choose disjoint open G0 and H0 so that F1 Í G0, F2 Í H0. Define G1 = X \F2 (open). Since G0 Í (closed) X \H0 Í X \F2 = G1, we have [`(G0)] Í G1.

By the previous remark, we can now construct:

Thus we get an indexed family of open sets

{Gr: r = m
2n
, 0 £ m £ 2n, n ³ 1 }
such that r1 £ r2 Þ [`(Gr1)] Í Gr2.

Observe that the index set is dense in [0,1]: if s < t in [0,1], there exists some [m/(2n)] such that s < [m/(2n)] < t. Define

f(x) = ì
ï
í
ï
î
inf
{r:x Î Gr}
x \not Î F2
1
x Î F2.
Certainly f:X ® [0,1], f(F2) = {1}, f(F1) = {0}. To show f continuous, it suffices to show that f-1([0,a)) and f-1((a,1]) are open for 0 < a < 1.

Well, f(x) < a iff there exists some r = [m/(2n)] such that f(x) < r < a. It follows that f-1([0, a)) = Èr < aGr, a union of open sets.

Again, f(x) > a iff there exist r1, r2 such that a < r1 < r2 < f(x), implying that x \not Î Gr2 whence x \not Î [`(Gr1)]. It follows that f-1((a,1]) = Èr1 > a(X \[`(Gr1)]), which is again open.

Corollary 4 Every T4 space is T3[1/2].

Proof Immediate from Lemma 5.5. (Note that there exist spaces which are T3[1/2] but not T4.)

Theorem 8 Any compact T2 space is T4.

Proof Use Corollary 5.2 to Theorem 5.2.

Note Unlike the previous axioms, T4 is neither hereditary nor productive. The global view of the hierarchy can now be filled in as an exercise from data supplied above:-
Metrizable Hereditary? Productive?
T4
T3[1/2]
T3
T2
T1

The following is presented as an indication of how close we are to having `come full circle'.

Theorem 9 Any completely separable T4 space is metrizable!

Sketch Proof
Choose a countable base; list as { (Gn,Hn): n ³ 1} those pairs of elements of the base for which [`(Gn)] Í Hn. For each n, use Lemma 5.5 to get continuous fn:X ® [0,1] such that fn([`(Gn)]) = {0}, fn(X \Hn) = {1}. Define

d(x,y) =   æ
 ú
Ö


å
n ³ 1 
{ fn(x) - fn(y)
2n
}2
 
.
One confirms that d is a metric, and induces the original topology.